J.P. Morgan Lands DC Plan Hedge Fund Client

October 25, 2002  

J.P. Morgan Fleming Asset Management has signed on its first defined contribution plan client for a life cycle fund that contains two underlying hedge fund strategies. The firm has signed on a multi-billion dollar U.S. defined contribution plan, making it one of the first DC plans to offer hedge fund strategies. "[Without any specific research] I haven't heard of anyone else doing similar things," said Gerry O'Connor, a consultant at the Spectrem Group. He added that using an aggressive option in a life cycle series would be the likely way to offer hedge fund strategies because most employees lack a sophisticated investment background. The life cycle funds are comprised of separate account strategies designed to meet a broad set of risk profiles. The J.P. Morgan series is known as the Smart Mix series and features moderate, conservative and aggressive life cycle options, which can be customized based on client needs.

Hedge fund strategies have been added for the first time to the Aggressive Smart Mix fund, which now features two long/short options alongside traditional investments, said Carolyn Jones, a J.P. Morgan spokeswoman. Anne Lefter, v.p. and portfolio manager in J.P. Morgan Fleming's asset allocation services group, added, "We have a number of clients that have used real estate as part of a balanced fund but only one with hedge funds." As interest grows in alternatives the asset management giant is actively marketing the concept to other defined contribution plans. They declined to name the first DC plan client.

The defined contribution client that has signed on for the hedge fund-customized Aggressive Smart Mix offers a multi-billion dollar plan and has invested approximately $235 million in the aggressive option, Jones said. The underlying hedge fund strategies are J.P. Morgan's MACS long/short equity separate account and its Nippon Neutral Japanese market neutral separate account.

In general, J.P. Morgan would expect this option to only make sense for large plan clients. "It is part of our marketing effort now and there seems to be some interest. This is actively available," Jones said, adding that the new option makes sense for plans with at least $500 million in assets, as it uses separate account strategies rather than mutual funds. "We only recommend this in the context of a broad portfolio," Lefter added.

This article was originally published in Alternative Investment News.


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